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13 Jobs

Compliance Consultant FTC 6 Months

£38000 - £42000 per annum
Compliance Consultant - 6 Month FTCLondon£38k-£42kAn exciting opportunity to join a leading Compliance and Regulatory consultancy providing bespoke, practical solutions for all manner of regulated firms both in the UK and overseas. They are currently looking for a Compliance Consultant on a 6 month FTC to cover maternity... More

AML/On Boading Analyst, Cryptocurrency

£30000.00 - £40000.00
This is an opportunity to join a growing crypto-currency brokerage in a permanent role.Within this role, you will also complete the AML reviews for existing clients and on-boarding new clients in accordance with the internal procedure and compliance policy.For your application to be successful... More

Regulatory and Compliance Manager

£80000.00 - £90000.00 per annum
Regulatory and Compliance Manager London/Worthing£80,000-£90,000A professional services firm with offices in London have an exciting opportunity for an experienced Regulatory and Compliance Manager to join their organisation... More

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Compliance Manager (part time)

£80000 - £100000
This is an excellent opportunity to join a boutique wealth management business in a generalist Compliance Manager role; overseeing the delivering of accurate, robust compliant procedures.This role is being offered as a 3-day-a-week part time position.This is a key role within the business... More

Regional Training & Quality Advisor, Financial Planning

£30000 - £40000
Can you provide a robust, accurate training and quality assessing and advisory service to staff of all levels of experience; from within the Wealth Management industry?If you can, then this is the perfect next step for you; working with a highly-reputable, engaging, Financial Planning business... More

Compliance Monitoring Manager, Asset Management

£75000 - £85000
This is an opportunity to join a market-leading Asset Management business - based in the City - in a Compliance Monitoring Manager role; within which you will take a lead role in the design, implementation and continuous development of robust monitoring procedures... More

Compliance Officer, Asset Management

£75000.00 - £85000.00 per annum
*** EXPERIENCE COMPLIANCE OFFICER REQUIRED FOR A GROWING ASSET MANAGEMENT BUSINESS IN CENTRAL LONDON ***If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across... More

Training & Competency Advisor

£35000 - £45000
Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?If you can, and you have the Level 4 Diploma in Regulated Financial Planning, then this is the perfect next step for you; working with a highly-reputable, engaging... More

Compliance Officer

£35000 - £50000
This is an excellent opportunity to join a nationally-renowned insurnace business; in Compliance Officer role, which is the result of a period of sustained growth... More

Senior Financial Risk Analyst

£50000 - £60000
This is an excellent opportunity to join a globally-renowned, award winning insurance business; as a Senior Financial Risk Analyst. On offer is an engaging, autonomous, hands on Senior Risk Analyst role, as well as the chance to develop your skills and career within a well-regarded, award winning business... More

Compliance Officer

£50000.00 - £70000.00
We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

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