Compliance & Risk


Compliance & Risk Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Risk division is recognised as one of the leading market specialists in Compliance & Risk recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Risk permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Risk Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Mike Goddard


Simon Geere


Tom Martin

Pensions & Benefits and Compliance & Risk

Olivia Ient

Compliance & Legal - Recruitment Consultant


Compliance Officer

*** EXPERIENCE COMPLIANCE OFFICER REQUIRED FOR A GROWING ASSET MANAGEMENT BUSINESS IN CENTRAL LONDON ***If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across... More

Compliance Manager

This is an excellent opportunity to join a boutique asset management business in a generalist Compliance Manager role; overseeing the delivering of accurate, robust compliant procedures.This is a key role within the business; within which you be the 'go to' advisor to multiple stakeholder groups relating to any and all compliance queries... More

Compliance Officer

£45000 - £55000 per annum
An exciting opportunity has arisen for an experienced compliance generalist to join a leading global insurance company based out of their London office.Responsibilities... More


Compliance Assistant

If you have experience of working in a Compliance, Governance-type role within the Financial Services industry, then this is an excellent new opportunity for you to expand your skills and develop your career within a recognised, well-regarded business in Kent. This is an initial 12 month contract - although room for further... More

Compliance Monitoring Manager

This is an excellent opportunity to join a widely-regarded, award-winning Pensions consultancy business in a Compliance Monitoring Manager; overseeing the delivering of accurate, robust compliant procedures.This role can be based in London, Surrey, the Midlands or Edinburgh!This is a key role within the business... More

Compliance Adviser

£45000.00 - £55000.00 per annum
An exciting opportunity has arisen for a Compliance Adviser to join an award winning independent investment wrap platform based in the city.Responsibilities: * Provide advice to the business on operational, financial crime and conduct risk matters... More

Compliance Analyst

£25000.00 - £35000.00 per annum
A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space.Responsibilities... More