Compliance & Risk

 

Compliance & Risk Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Risk division is recognised as one of the leading market specialists in Compliance & Risk recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Risk permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Risk Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
    Stockbroking/FX/Trading
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4

MEET THE TEAM

Mike Goddard

Director

Simon Geere

Director

Tom Martin

Pensions & Benefits and Compliance & Risk

Louis Raven

Compliance & Risk Consultant

CURRENT JOBS

Compliance Consultant FTC 6 Months

£38000 - £42000 per annum
Compliance Consultant - 6 Month FTCLondon£38k-£42kAn exciting opportunity to join a leading Compliance and Regulatory consultancy providing bespoke, practical solutions for all manner of regulated firms both in the UK and overseas. They are currently looking for a Compliance Consultant on a 6 month FTC to cover maternity... More

AML/On Boading Analyst, Cryptocurrency

This is an opportunity to join a growing crypto-currency brokerage in a permanent role.Within this role, you will also complete the AML reviews for existing clients and on-boarding new clients in accordance with the internal procedure and compliance policy.For your application to be successful... More

Regulatory and Compliance Manager

£80000.00 - £90000.00 per annum
Regulatory and Compliance Manager London/Worthing£80,000-£90,000A professional services firm with offices in London have an exciting opportunity for an experienced Regulatory and Compliance Manager to join their organisation... More

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Compliance Manager (part time)

This is an excellent opportunity to join a boutique wealth management business in a generalist Compliance Manager role; overseeing the delivering of accurate, robust compliant procedures.This role is being offered as a 3-day-a-week part time position.This is a key role within the business... More

Regional Training & Quality Advisor, Financial Planning

Can you provide a robust, accurate training and quality assessing and advisory service to staff of all levels of experience; from within the Wealth Management industry?If you can, then this is the perfect next step for you; working with a highly-reputable, engaging, Financial Planning business... More

Compliance Monitoring Manager, Asset Management

This is an opportunity to join a market-leading Asset Management business - based in the City - in a Compliance Monitoring Manager role; within which you will take a lead role in the design, implementation and continuous development of robust monitoring procedures... More

Compliance Officer, Asset Management

£75000.00 - £85000.00 per annum
*** EXPERIENCE COMPLIANCE OFFICER REQUIRED FOR A GROWING ASSET MANAGEMENT BUSINESS IN CENTRAL LONDON ***If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across... More

Training & Competency Advisor

Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?If you can, and you have the Level 4 Diploma in Regulated Financial Planning, then this is the perfect next step for you; working with a highly-reputable, engaging... More

Compliance Officer

This is an excellent opportunity to join a nationally-renowned insurnace business; in Compliance Officer role, which is the result of a period of sustained growth... More

Senior Financial Risk Analyst

This is an excellent opportunity to join a globally-renowned, award winning insurance business; as a Senior Financial Risk Analyst. On offer is an engaging, autonomous, hands on Senior Risk Analyst role, as well as the chance to develop your skills and career within a well-regarded, award winning business... More

Compliance Officer

We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

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