Compliance & Risk

 

Compliance & Risk Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Risk division is recognised as one of the leading market specialists in Compliance & Risk recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Risk permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Risk Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
    Stockbroking/FX/Trading
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4

MEET THE TEAM

Mike Goddard

Director

Simon Geere

Director

Tom Martin

Pensions & Benefits and Compliance & Risk

Louis Raven

Compliance & Risk Consultant

CURRENT JOBS

External Communications Advisor - £45,000 - £55,000

£45000 - £55000 per annum
Alexander Lloyd are working with a leading organisation based in Surrey who are expanding their communications department looking for a creative and innovative external communications advisor... More

Training & Competency Advisor, Wealth Management

Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?If you can, and you have the Level 4 Diploma in Regulated Financial Planning, then this is the perfect next step for you; working with a highly-reputable, engaging... More

Compliance Officer , Wealth Management

We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

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Training & Competency Advisor, Wealth Management

Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?This role can be a based in numerous UK-wide offices or on a home-working basis.If you can, and you have the Level 4 Diploma in Regulated Financial Planning... More

Senior Compliance Manager, Retirement

A market-leading Pensions consultancy are currently looking to recruit an experienced Senior Compliance Manager on a permanent basis; in a number 2 role, supporting the Head of Compliance, but with the succession plan to move into the number 1 role in the next 2-5 years! This role can be based in Berkshire, the Midlands, Yorkshire or Scotland... More

Compliance Analyst, Software

This is a newly-created role within a specialist Compliance software business, who are looking to recruit a Compliance professional - someone who has an understanding of the UK compliance market and FCA regulations - who can translate these requirements into workable system-based processes and procedures... More

Compliance Officer, Insurance

This is an excellent opportunity to join a globally-renowned insurance business; in a newly-created Compliance Officer role, which is the result of a period of sustained growth... More

Compliance Officer, Asset Management

£75000.00 - £85000.00 per annum
*** EXPERIENCE COMPLIANCE OFFICER REQUIRED FOR A GROWING ASSET MANAGEMENT BUSINESS IN CENTRAL LONDON ***If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across... More

Regional Training & Quality Advisor, Financial Planning

Can you provide a robust, accurate training and quality assessing and advisory service to staff of all levels of experience; from within the Wealth Management industry?If you can, then this is the perfect next step for you; working with a highly-reputable, engaging, Financial Planning business... More

Compliance Monitoring Manager, Asset Management

This is an opportunity to join a market-leading Asset Management business - based in the City - in a Compliance Monitoring Manager role; within which you will take a lead role in the design, implementation and continuous development of robust monitoring procedures... More

Compliance Manager (part time), Stockbroker

This is an excellent opportunity to join a boutique wealth management business in a generalist Compliance Manager role; overseeing the delivering of accurate, robust compliant procedures.This role is being offered as a 3-day-a-week part time position.This is a key role within the business... More

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