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7 Jobs

Compliance Officer

£50000 - £70000.00 per annum
We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

Compliance Manager

£45000.00 - £60000 per annum
An exciting opportunity has arisen for a Compliance Manager to join the payment services arm of business services company based in Surrey.Responsibilities: * To support and advise the business on all compliance issues... More

Compliance Assurance Analyst & Advisor

£43000 - £53000.00 per annum
As a result of movement within the business we are currently seeking an experienced Compliance Assurance Analyst to join a leading insurance company based in Surrey.Responsibilities: * Deliver high quality risk based assurance reviews which identify and address the root causes and mitigates emerging Conduct Risk... More

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Assistant Company Secretary

£55000 - £65000.00 per annum
This is a new and exciting opportunity to join a small but busy CoSec team within a growing insurance company. This Lloyds insurance company are looking for an Assistant Company Secretary to assist in a wide variety of tasks. Responsibilities: * Acting as Secretary to the various committees across the Group... More

Compliance Manager

£85000.00 - £95000.00 per annum
A sovereign wealth fund is seeking an experienced Compliance professional to join their London team. You will have oversight for the European investments on a standalone basis covering all areas of EU Compliance, working alongside the London based legal team. You will have lots of interaction with other international offices in Asia and America... More

Head of Compliance CF10

£90000.00 - £100000.00 per annum
A wealth management company offering asset management, trading and custody solutions that combine investment expertise with digital agility, is seeking a Head of Compliance to take on the CF10 and manage a team of 4. There is a separate MLRO/CF11.Serving a select group of institutional and private clients, their focus is on intermediaries... More

Deputy Compliance Officer

£65000 - £75000.00 per annum
A great new opportunity for a generalist compliance professional to join a brokerage based in the City. My client are looking for a Deputy Compliance Officer to join their team due to organic growth... More

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