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11 Jobs

External Communications Advisor - £45,000 - £55,000

£45000 - £55000 per annum
Alexander Lloyd are working with a leading organisation based in Surrey who are expanding their communications department looking for a creative and innovative external communications advisor... More

Training & Competency Advisor, Wealth Management

£35000 - £45000
Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?If you can, and you have the Level 4 Diploma in Regulated Financial Planning, then this is the perfect next step for you; working with a highly-reputable, engaging... More

Compliance Officer , Wealth Management

£50000.00 - £70000.00
We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

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Training & Competency Advisor, Wealth Management

£35000 - £45000
Can you provide a robust, accurate Training and Competency advisory services to staff of all levels of experience; from within the Wealth Management industry?This role can be a based in numerous UK-wide offices or on a home-working basis.If you can, and you have the Level 4 Diploma in Regulated Financial Planning... More

Senior Compliance Manager, Retirement

£75000 - £85000
A market-leading Pensions consultancy are currently looking to recruit an experienced Senior Compliance Manager on a permanent basis; in a number 2 role, supporting the Head of Compliance, but with the succession plan to move into the number 1 role in the next 2-5 years! This role can be based in Berkshire, the Midlands, Yorkshire or Scotland... More

Compliance Analyst, Software

£25000 - £40000
This is a newly-created role within a specialist Compliance software business, who are looking to recruit a Compliance professional - someone who has an understanding of the UK compliance market and FCA regulations - who can translate these requirements into workable system-based processes and procedures... More

Compliance Officer, Insurance

£45000 - £60000
This is an excellent opportunity to join a globally-renowned insurance business; in a newly-created Compliance Officer role, which is the result of a period of sustained growth... More

Compliance Officer, Asset Management

£75000.00 - £85000.00 per annum
*** EXPERIENCE COMPLIANCE OFFICER REQUIRED FOR A GROWING ASSET MANAGEMENT BUSINESS IN CENTRAL LONDON ***If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across... More

Regional Training & Quality Advisor, Financial Planning

£30000 - £40000
Can you provide a robust, accurate training and quality assessing and advisory service to staff of all levels of experience; from within the Wealth Management industry?If you can, then this is the perfect next step for you; working with a highly-reputable, engaging, Financial Planning business... More

Compliance Monitoring Manager, Asset Management

£75000 - £85000
This is an opportunity to join a market-leading Asset Management business - based in the City - in a Compliance Monitoring Manager role; within which you will take a lead role in the design, implementation and continuous development of robust monitoring procedures... More

Compliance Manager (part time), Stockbroker

£80000 - £100000
This is an excellent opportunity to join a boutique wealth management business in a generalist Compliance Manager role; overseeing the delivering of accurate, robust compliant procedures.This role is being offered as a 3-day-a-week part time position.This is a key role within the business... More

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