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Compliance Manager (Regulatory) £60K


Compliance Manager (Regulatory) £60K


Provider of financial outsourcing services to institutional, corporate, financial, and private clients worldwide. Propositions include corporate solutions ranging from company administration, accounting, and operational support to trustee and registrar services.

Reporting to the Head of Compliance, you will assist with all elements of compliance but with a focus on regulatory developments, particularly around MiFID II.

The successful Compliance Manager will have experience of implementing regulatory change within a FCA regulated business, with knowledge of client assets, custody dealing, securities and stockbroking. You will have experience of managing a team or projects previously and have MiFID II knowledge.

This is a newly created opportunity to be a subject matter expert in up and coming regulations that affect the business.

Please quote CDP1612-137 when calling Alexander Lloyd. This is only one of many vacancies we are handling on 01293 572900 and ask for our Compliance division. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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