This is a fantastic opportunity to join one of the UK's largest Chartered Financial Planning firms that has a number of dedicated business channels that include financial advisory, Discretionary Fund Management, Wealth Management, Property Finance and Estate Planning.
This role, Business Quality Manager, is available on a permanent basis whereby you will undertake a suitability assessment of adviser business pre & post sale, to ensure good customer outcomes in-line with firm standards. You will be an integral part of a central business quality team responding to deadlines and service levels that require a focus and dedication to quality and principles of the firms Financial Management.
To be successful in your application for this role - and to be a solid fit for this firm/organisation - it is important that you can demonstrate experience in the following:
* Financial services industry experience, of which you can demonstrate key working examples of key tasks
* Ability to form good working relationships
* Ability to work under pressure
* Ability to display model behaviours in line with group values, policies and procedures
It is noted that a Diploma Level 4 is required and it would be desired that the successful candidate has G60, AF3 or AF7.
In return, this role offers a competitive salary, 25 days' holiday plus bank holidays, company pension scheme and training and support towards industry recognised certifications.
Please quote <45726>when calling Stephen at Alexander Lloyd or email them at . This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.
Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.