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Compliance Manager


Compliance Manager


A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space, looking for a Compliance Manager to join their team due to organic growth.

Role Summary:

* Management and oversight of compliance associates, acting as a point of contact if there are any queries
* Manage the ongoing compliance monitoring plan for a portfolio of clients
* Periodically call clients to ensure that they are remaining breach free and compliance documentation remains updated (advise accordingly if this is not the case)
* Collate compliance requests and present issues and findings to the compliance committee

Ideal Candidate:

* Significant experience working in a Compliance Position within capital markets
* Managerial experience/Team lead experience of a couple of people
* Fantastic time management skills, able to work to a deadline and ensure teams remain motivated in supporting you
* Keen desire to promote a sound compliance function

Please quote (44025) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest

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