This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance (& HR) Manager - Insurance


£40000.00 - £50000.00 per annum

Compliance (& HR) Manager - Insurance


A commercial insurance broker is seeking an experienced Compliance Officer to join their team. Ideally with some experience of HR Management, a small part of your role will cover HR duties, including disciplinaries on occassion.

Reporting to the Operations Director, you will assist with the ongoing compliance implementation and regulatory
reporting and CASS calculations, as well as complaint handling and file audits.

You will assess training requirements and maintain training and professional development records for all employees, structuring and organising relevant training.

You will attend and maintain records of management and staff meetings and assist with other HR responsibilities including contracts, health and safety policy and handbooks.

Please quote (43398) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


Financial Analyst

£30000 - £35000 per annum
There is a fantastic opportunity that has arisen within the Finance team of this international Financial Services group.We are looking for a Financial Analyst to join the London team on a permanent basis.As this is a broad role, the main duties include, but are not limited to:·Constructing and assembling data for budgeting... More

Compliance Officer

£50000 - £70000.00 per annum
We are currently seeking an experienced generalist Compliance professional to join a small but growing Wealth Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as sole Compliance person for the businessResponsibilities... More

Compliance Manager - PRIIPS and KIDs

£75000.00 - £85000.00 per annum
A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space and they are looking for a Compliance Manager to join their team to focus on PRIIPS-KID's.Responsibilities... More