This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Officer


Compliance Officer


This is an exiting opportunity to join an established motor finance business with a firm grip on the market.

A great opportunity for a compliance officer/manager to facilitate, advise, support and monitor the multiple business lines within the business, providing reports and feedback to the senior management team, as well as being able to identify and rectify compliance breaches , giving advice to the management team. You will be reporting into the MD and have broad ranging compliance responsibilities including AML and data protection.

The successful candidate will have expert knowledge of the regulatory regime and the requirements and guidance issued by the regulatory bodies surrounding motor finance or consumer credit. Candidates from retail banking may also be considered. Effective self-management and time management skills are essential as well as the ability to translate your knowledge and understanding in to suggestions and recommendations to all business areas.

With a solid footing within the motor finance industry, this company offers fantastic benefits and a company ethic that is rarely challenged. You will benefit from working within a team focused business in a very calm yet highly professional working environment. The varied role will also provide challenge and personal development opportunity.

Please quote CAB1701-199 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc. across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


Client Projects Director - Consumer Credit

Are you an experienced consultant with a passion for business development and technical consumer credit knowledge? If so, we have a fantastic Director level opportunity to join an award winning Compliance and RegTech Consultancy.Reporting into the CEO and managing a small team which can be grown... More

SFTR Project Manager

£90000 - £100000.00 per annum excellent benefits and bonus
Alexander Lloyd is currently Recruiting for a VP Regulatory Change Project Manager for an International Bank's Capital Markets division. You will be managing various regulatory and business change projects covering EMEA / APAC - specifically SFTR in the medium term... More

Compliance Officer - IFA Monitoring

£40000.00 - £49000.00 per annum
One of the largest independently owned investment management firm in the UK is currently seeking an experienced compliance monitoring officer to join their team who has a background in IFA/Wealth Management file review. Reporting to the Compliance Manager, you will assist in carrying out regular monitoring in various business areas... More