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Compliance Officer - Asset Management


£60000 - £70000 per annum DOE

Compliance Officer - Asset Management


The Company

An international asset manager is seeking an experienced compliance generalist with AIFMD and UCITS knowledge to provide maternity cover until November 2018.

The Role
Working closely with the Head of Compliance in London and colleagues in the US, you will provide generalist compliance support, from Charles River monitoring and AML/KYC checks, to providing compliance advice and guidance and drafting compliance policies.

The Person
Generalist compliance experience within an AIFMD/UCIT's environment is essential for this role. You must have enough experience to be confident in hitting the ground running and be a self-starter requiring minimal supervision in his hands on role.

The Benefits
An interesting opportunity to enjoy a broad and varied role in a small team where you can operate with a level of autonomy and independence, but with the support of the Head of Compliance.

Please quote 40954 when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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