This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Officer, Asset Management


£75000.00 - £85000.00 per annum

Compliance Officer, Asset Management



If you have proven experience of working in a generalist Compliance role within an Asset Management or Investment Manager business - either big or small - and you're looking to join a rapidly-growing business (with offices in the UK and across the world) then this is the ideal role for you!

Specifically, within this role your responsibility is to oversee Compliance for the business in the UK and for its interactions internationally; reporting directly into the Group's General Counsel and Chief Compliance Officer. This will also include:

* Implement and oversee the group's Compliance framework
* Devise and implement Compliance rules, processes, and procedures to enhance the company's regulatory frameworks, efficiency and success
* Monitor and manage existing processes
* Manage regulatory reporting

This role - alongside a very competitive salary and benefits package and flexible working hours - offers progression towards CF10 and CF11 status, as well as the chance to join a growing, well-regarded, entrepreneurial business!

Please quote <44920> when calling Tom at Alexander Lloyd or email them at . This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


MLRO / CF11 - Foreign Exchange

This is an excellent opportunity to join a leading provider of corporate and personal foreign exchange as a MLRO.This is a key role within the business... More

Financial Crime Officer, Insurance

This is an excellent opportunity to join a Global leading Insurance Broker as a Financial Crime Officer on a 12 Month FTC to support senior managers whilst they go through an exciting period of growth and change.You will support the implementation and maintenance of the Company's Policies, Procedures and Financial Crime Framework... More