A leading financial services provider of accountancy, tax, financial advisory and investment management services is seeking an Associate Director to join their compliance team in succession planning for the future retirement of the Compliance Director. JOB DETAILS
Managing a team of 4 you will hold generalist compliance responsibilities at a senior level, deputising for the Head of Compliance when required. Specific responsibilities cover advising on regulations, AML, financial promotions, designing and overseeing the delivery of the monitoring programme, designing the compliance manuals, managing and developing the compliance team and attending committee and board meetings when required, alongside ad hoc regulatory projects.
You will have gained generalist compliance experience at a senior level and have managed a team in the past. Specifically you will have experience of AML, Monitoring and Financial Promotions alongside excellent regulatory knowledge applicable to retail investments/IFA/accountancy industries.
This is a fantastic opportunity which offers a clear progression path to become Compliance Director in the future within a business with an excellent reputation for looking after their employees and their clients.
Please quote CDP1609-12 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.