A private bank is currently seeking a Compliance Manager to join their team in a newly created role. Reporting to the Head of Compliance, this role provides ample opportunity to get involved in a broad range of compliance tasks, in succession planning for progression to Head of Compliance in the future.
You will keep abreast of all regulatory and legislative developments affecting the industry, providing advice and training to all areas of the business and management team. You will identify areas of compliance vulnerability and develop and implement action plans. You will provide reports regularly to management to keep them informed of the operation and progress of compliance efforts. Whilst you will be managing a small team, this role is also hands on so will be involved in maintaining the breaches register, financial promotions, implementing and managing the compliance and financial crime monitoring plans, reviewing SAR's and responding to breaches.
To be considered for this role you will need to have gained generalist compliance experience at manager level within a retail or private banking environment. You will be ambitious and be keen to progress to Head of Compliance in the future. Qualifications and Degrees are highly desirable.
This is a fantastic newly created opportunity for someone who is eager to progress their compliance career and has a goal of becoming Head of Compliance within the banking sector.
Please quote CDP1702-75 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.