This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Head of Compliance CF10/11


£100000 - £120000 per annum

Head of Compliance CF10/11


We are currently working with an expanding Retail FX Broker who are looking to appoint a Head of Compliance CF10/1. The company is headquartered in Cyprus but this role will work within the London office which currently consists of 15 individuals.

Working alongside senior members of the organisation based in London you will assist with the development of the growth plans for the London office. You shall be required to develop and maintain compliance policies and procedures and ensure the company adheres to regulatory requirements; additionally you shall act as a liaison with regulators. Although the company are headquartered in Cyprus no travel is required, although there is the possibility to go and meet senior members of the organisation in the future.

Candidates must have held CF10/11 in an FX retail business previously. This role will have support who will assist with compliance and accounts and there are plans to develop a compliance department in the future, therefore previous management experience would be an advantage. Additionally there are currently two compliance members based in Cyprus who you will be required to maintain contact with.

This role offers not only a competitive salary and benefits package but the opportunity to be an intrinsic member of a growing organisation.

Please quote LBW1608-154 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


Client Projects Director - Consumer Credit

Are you an experienced consultant with a passion for business development and technical consumer credit knowledge? If so, we have a fantastic Director level opportunity to join an award winning Compliance and RegTech Consultancy.Reporting into the CEO and managing a small team which can be grown... More

SFTR Project Manager

£90000 - £100000.00 per annum excellent benefits and bonus
Alexander Lloyd is currently Recruiting for a VP Regulatory Change Project Manager for an International Bank's Capital Markets division. You will be managing various regulatory and business change projects covering EMEA / APAC - specifically SFTR in the medium term... More

Compliance Officer - IFA Monitoring

£40000.00 - £49000.00 per annum
One of the largest independently owned investment management firm in the UK is currently seeking an experienced compliance monitoring officer to join their team who has a background in IFA/Wealth Management file review. Reporting to the Compliance Manager, you will assist in carrying out regular monitoring in various business areas... More