We are currently working with an expanding Retail FX Broker, who have been well established in Cyprus for nearly 10 years, who are looking to appoint a Head of Compliance CF10/11 to work out of their new London office after recently receiving their authorisation from the FCA.
Working alongside the Director based in London you will assist with the development of the growth plans for the London office. You shall be required to develop and maintain compliance policies and procedures and ensure the company adheres to regulatory requirements; additionally you shall act as a liaison with regulators.
Candidates must have previously held CF10/11 in an FX retail business previously. This role will have 1 junior support who will assist with compliance and accounts and there are plans to develop a compliance department in the future, therefore previous management experience would be an advantage.
This role offers not only a competitive salary and benefits package but the opportunity to be an intrinsic member of a growing organisation. Additionally there is also the opportunity to progress into a Director CF1 role.
Please quote LBW1608-115 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
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