This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Advisor, Wealth Management

JO0000045866_1577093779

Compliance Advisor, Wealth Management

JOB DETAILS

image

PLEASE CONTACT

Tom Martin
We are currently seeking an experienced Compliance professional to join an established Wealth Management business in the centre of Bristol. This opportunity allows you to work in a hands-on, engaging and supportive environment, acting as a key advisor to the whole business.

You will be responsible for delivering an accurate advisory service to a variety of stakeholders within the business when it comes to all manner of Compliance issues (monitoring, AML, T&C etc.), as well as drafting FCA reports, overseeing the quality of work that is being completed and taking an active role in various projects. You will also be the firm's Data Protection Officer and will take a lead role in updating procedures in line with changes in legislation, and ensuring that all advice and administration work is completed in line with regulatory requirements.

Therefore, for your application to be successful, it is essential that you can demonstrate experience along these lines. It would also be beneficial that you hold the Diploma in Regulated Financial Planning or are at least progressing with this.

Apply now to find out more!

Please quote <45866> when calling Tom at Alexander Lloyd or email them at tma@alexanderlloyd.co.uk. This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
 

This job has now been filled but you may be interested in:

 

Employee Benefits Consultant

Birmingham, Bristol
£60000 - £80000 per annum
Alexander Lloyd are currently partnering a globally respected Employee Benefits Consultancy on an exciting opportunity following a strong period of growth. As the Employee Benefits Consultant you will be expected to successfully manage a portfolio of clients varying in size (sme... More

Employee Benefits New Business Consultant

London, Bristol, Manchester
£45000.00 - £60000.00
If you have experience of selling to and advising corporate clients - big or small - on the Employee Benefit schemes for their staff - covering Risk, Healthcare, Pensions and Flexible Benefits arrangements - and you're looking to working for a growing, award-winning broker in the Employee Benefits field then this is the ideal role for you... More

Pensions Administrator

Bristol
£20000 - £26000
Alexander Lloyd are currently looking to speak to experienced Pensions Administrators in Bristol, as an excellent opportunity has arisen with an award winning Pensions Specialist company that specialises in Pensions Administration, services who are looking to add someone to their busy Defined Benefits team on a permanent basis... More

JOB SEARCH

 
 
OR