We are currently seeking an experienced Compliance professional to join an established Wealth Management business in the centre of Bristol. This opportunity allows you to work in a hands-on, engaging and supportive environment, acting as a key advisor to the whole business.
You will be responsible for delivering an accurate advisory service to a variety of stakeholders within the business when it comes to all manner of Compliance issues (monitoring, AML, T&C etc.), as well as drafting FCA reports, overseeing the quality of work that is being completed and taking an active role in various projects. You will also be the firm's Data Protection Officer and will take a lead role in updating procedures in line with changes in legislation, and ensuring that all advice and administration work is completed in line with regulatory requirements.
Therefore, for your application to be successful, it is essential that you can demonstrate experience along these lines. It would also be beneficial that you hold the Diploma in Regulated Financial Planning or are at least progressing with this.
Apply now to find out more!
Please quote <45866> when calling Tom at Alexander Lloyd or email them at email@example.com. This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK.
Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.