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Compliance Officer


Compliance Officer


An exciting opportunity has arisen for a generalist Compliance Officer to join a global insurance company based in Bristol.


* Support and drive the business from a regulatory/legal perspective.
* Communicate with the FCA
* Positively promoting compliance to all internal and external customers
* To advise management on the design and implementation of systems and procedures necessary to achieve compliance in line with FCA guidelines and business requirements, as well as reviewing literature and web material.
* To be point of contact for technical guidance, contractual issues and policy interpretation issues with regards to compliance.
* To create, maintain and implement an effective compliance monitoring plan
* To maintain and develop TCF (Treating Customers Fairly) and Conduct Risk

Experience Required:

* You must have worked in a generalist compliance position within insurance.

Please quote (42948) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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