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Compliance Analyst


Compliance Analyst


A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space.


* Support the team to ensure clients are in compliance with FCA regulatory and AIFMD rules
* Support the compliance team on a variety of client facing compliance projects
* Conduct research and prepare documentation in response to client inquiries
* Participate in internal compliance training programmes as part of continuing learning and development programme

Technical Skills & Qualifications:

* 12 months experience within an FCA regulated services firm
* Desire to expand formal and informal knowledge about FCA regulations

If you have experience working in an FCA regulated environment and wish to forge a career in Compliance this is the right opportunity for you. My client offers plenty of training and progression opportunities.

Please quote (44446) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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