An exciting opportunity has arisen for a Compliance Officer to join the employee benefits arm of a leading insurance company based in London. You will be the sole Compliance person in this business unit, and splitting your week between the two offices.
The role holder will be responsible for overseeing the regulatory compliance and risk management framework for the company, working closely with senior leadership and following the approved Risk Governance Frameworks in place.
* Monitor industry and regulatory developments relevant to the whole business * Interpret regulatory rules and work with the business to ensure compliance is maintained as regulations change and industry understanding evolves and develops. * Work with the business to design new procedures that are both compliant and business efficient. * Undertake monitoring activity to identify weaknesses in the control environment and breaches. * Partner with the business to enhance and foster a culture of compliance and professionalism. * Provide accurate and timely management information, analysis and reports to the CCO and senior management. * Support the activity with respect to risk management and oversight, including partnering with the business to ensure required risk reports are produced in a timely manner for the Risk Committee and senior management.
* Experience working with FCA regulation within the insurance industry * Experience of working within the Compliance team * Highly motivated, with a proven ability to work on own initiative
Please quote (42259) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.