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Compliance Manager


Compliance Manager


We are currently recruiting a Compliance Manager for a stand alone role within a niche Insurance specialist.

As the Compliance Officer you will be a significant member of the firm, reporting directly to and have significant involvement with the Directors. Your main responsibility shall be to provide direction, supervision and support to all staff and senior management on all Compliance issues. Other duties shall include: * Provide management with the implementation and development of policies, practices and procedures to comply with regulations and enhance internal systems
* Regularly review processes and procedures in association with relevant senior management, confirming accordance with current FCA requirements and suggesting alternatives where appropriate
* To maintain a database or record of press articles, letters and briefings regarding compliance, promote management awareness and co-ordinate responses to proposed regulatory changes
* To assist the Director and Accounts staff in the preparation of the RMAR (Retail Mediation Activities Return)

As this is a stand alone position candidates should be a proactive compliance professional who have previously held a Senior Compliance role within the Insurance industry, having experience and knowledge on the technical aspects of the FCA regulation.

This is an exciting opportunity to become part of a well established business with an excellent reputation in the market place. The highly respected company not only offers the opportunity to operate within an existing successful business but also the prospect to further develop your career on a more independent and autonomous level.

Please quote LBW1610-66 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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