My client, a household name insurance company, is currently seeking a Compliance Monitoring Officer with an Advisory focus to join their team on the South Coast. JOB DETAILS
As a Compliance Monitoring Officer you will play a key role in supporting the Compliance Monitoring Manager with significant involvement in the ongoing oversight of the risk based Compliance Monitoring Programme and framework. You will conduct regular reviews providing independent assurance to the Senior Management Team regarding the operation of regulator controls. The role encompasses contact wit suppliers, outsourcers and regulatory bodies that include the FCA,FOS, BIBA, OFT and the ICO. You will also deputise for the Compliance Monitoring Manager on any element of Compliance Monitoring, including reporting to the Management Committee and Senior Management team. This is a hands on role where you will be required to work under your own initiative requiring execution of the monitoring requirements including the provision of compliance reports for senior management. There is a strong focus on relationship management and will require influence over large groups numerous areas across the business. You will also work very closely with internal audit partners to ensure efficiency, knowledge sharing, and identify areas of concern.
To succeed in this role you will need to demonstrate experience of working in a regulated environment, ideally with in depth knowledge of the general insurance market and an ability outline knowledge of the relevant FCA regulation and the Data Protection Act. Your previous roles will have included compliance monitoring role, internal audit role; or another compliance role.Candidates with expertise covering brokerage (ideally call centre based) will be of particular interest. There will be wide exposure to the business therefore networking skills and the ability to sustain effective working relationships with a wide range of stakeholders is key to the role. The ability to present confidently at all levels and strong communication skills, verbally and in writing with high levels of accuracy and excellent organisational skills. Individuals with relevant and appropriate compliance qualifications will be seen as highly desirable
This role offers an opportunity to enjoy broad access across the business, influencing and challenging senior management and impacting change across all areas. It is highly analytical and would suit someone with a genuine passion for regulation and compliance. You will be able to quickly build a reputation for excellence and become a highly valued asset to the business. Benefits include a competitive pension contributions and a car allowance.
Please quote CGL1608-68 when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.