This role can be summarised simply as "growing financial planning business are actively looking for a Head of Compliance; to both lead their Compliance function, and provide sound advice to senior stakeholders on all manner of Compliance issues as the business continues with their exciting, aggressive growth plans over the next 12-24 months and beyond!"
If that's something that excites you, and you have a proven track record of working in a similar role within the UK Financial Planning fields then this role is right up your street!
The day-to-day responsibilities would be as you would expect; working directly with the Managing Director and various other stakeholders in the design, implementation and evolution of robust Compliance frameworks in line with FCA requirements, as well as resolving any queries that crop up through acquisitions and taking a lead role in managing relationships with staff and the Compliance function. To quote the MD, they're not looking for someone who wants to sit in their ivory tower and tell them what they can't do; they want someone who will be hands on and will advise on what they can do!
So long as you are happy to travel a day or 2 a week, this role can be offered on a remote working basis!
Please quote 46356 when calling Tom at Alexander Lloyd or email them at firstname.lastname@example.org. This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK.
Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.