A leading Compliancy Consultancy (not Big 4) is looking to hire experienced Compliance professionals to add to their growing team.
This is a varied role and responsibilities include (but are not limited to):
* Provide clients with responsive regulatory advice and solutions * Update clients on regulatory change and how it impacts their business * Draft manuals and other compliance documentation for clients * Set up relevant compliance infrastructure for clients * Carry out regular compliance monitoring reviews onsite with clients, and subsequently write compliance monitoring reports * Lead compliance project assignments across a diverse range of clients
Key Skills / Experience: Proven compliance expertise gained over a number of years across Asset Management/Hedge Funds/Institutional Investments - ideally you will have worked in a Consultancy previously, but this is not essential as long as you can demonstrate strong client facing skills. There is a seperate sales team so the role isn't business development/sales focused but will require a commercial outlook.
Experience of monitoring and the ability to develop compliance monitoring programmes and techniques is essential.
This firm are very well established with a proven client base and solid infrastructure where you will find the opportunity to work with a diverse client base. There are excellent opportunities to learn / develop and get involved in a broad range of work. They have a supportive team environment and offer the potential for flexible working.
Please quote (43010) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.