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Compliance Officer/Head of Compliance - Insurance


£100000 - £120000 per annum

Compliance Officer/Head of Compliance - Insurance


The UK branch of a global insurance company is looking for a Compliance Officer to join their team in London to oversea the UK branch and Global Corporate/Commercial and Health business units who offer commercial and private medical insurance to large corporates across the World.

The role will involve oversight of a small team, comprising of dedicated UK based international compliance support, and additional UK compliance support. You will be providing advice to the management team on compliance risks, interacting with UK regulators and monitoring of the compliance risks. In addition the role will involve working with compliance teams, from around the Group, to develop compliance controls/monitoring that specific to the global business units.

Principal Accountabilities

*Supporting in the Brexit project, including the process of becoming PRA authorized
*Managing compliance risks and reporting these to the branch's senior management.
*Leading compliance projects, including those related to implementation of new or existing regulation
*Undertaking gap analysis and monitoring remedial plans.
*Providing advice to the business on impacts of compliance risks and supporting the business, identify compliant solutions.
*Liaise with international colleagues to develop common approaches to managing compliance risks specific to the global business units.

Experience required

Degree qualified Compliance professional with extensive experience working in compliance within the corporate insurance market and experience with interacting directly with the PRA and FCA.

Experience implementing compliance controls around AML/TCF/Data Protection/International Sanctions/Cross Border Sales. Knowledge of international insurance regulations and solvency II.

Please quote (42244) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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