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Compliance Officer/Head of Compliance

JO0000042982_1529680090

£100000.00 - £120000.00 per annum

Compliance Officer/Head of Compliance

JOB DETAILS

A global insurer is seeking a highly experienced Compliance Officer to head up their UK Branch compliance, managing a team of 2. This is effectively the Head of Compliance position and post-Brexit, the branch is likely to become fully FCA and PRA authorised.

Managing a small team you will ensure that all compliance requirements relevant to the operations of the UK Branch are fully understood and effectively implemented.

* Act as a point of contact for the PRA, FCA and other regulators.
* Manage the UK Compliance function in accordance with the Group's requirements.
* Work within the regulatory risk appetite defined by the Group and promote compliance best practice with a view to reducing regulatory, operational and conduct risks.
* Oversee the three main business units of the UK Branch - Corporate & Commerical insurance, Health insurance and Employee Benefits
* Implement Group policies and procedures with a particular focus on those relevant to regulatory, operational and conduct risks.

Key Requirements

* At least 10 years' solid compliance experience obtained as a result of working in the UK insurance sector.
* In depth knowledge of Solvency II and related issues.
* Significant experience of dealing directly with the PRA and FCA.
* Highly education - minimum degree level, ideally in Law.

Please quote (42982) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
 

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