This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Officer/Head of Compliance


£100000.00 - £120000.00 per annum

Compliance Officer/Head of Compliance


A global insurer is seeking a highly experienced Compliance Officer to head up their UK Branch compliance, managing a team of 2. This is effectively the Head of Compliance position and post-Brexit, the branch is likely to become fully FCA and PRA authorised.

Managing a small team you will ensure that all compliance requirements relevant to the operations of the UK Branch are fully understood and effectively implemented.

* Act as a point of contact for the PRA, FCA and other regulators.
* Manage the UK Compliance function in accordance with the Group's requirements.
* Work within the regulatory risk appetite defined by the Group and promote compliance best practice with a view to reducing regulatory, operational and conduct risks.
* Oversee the three main business units of the UK Branch - Corporate & Commerical insurance, Health insurance and Employee Benefits
* Implement Group policies and procedures with a particular focus on those relevant to regulatory, operational and conduct risks.

Key Requirements

* At least 10 years' solid compliance experience obtained as a result of working in the UK insurance sector.
* In depth knowledge of Solvency II and related issues.
* Significant experience of dealing directly with the PRA and FCA.
* Highly education - minimum degree level, ideally in Law.

Please quote (42982) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


Enterprise Risk Management Officer - London or Kent

London, West Malling
£40000.00 - £50000.00 per annum
A consumer credit organisation is seeking an experienced Risk professional to join their team as an ERM Officer. This role can be based in either the Kent or London office and will be reporting into the ERM Manager. The ideal candidate will be someone with previous risk management experience, have strong analytical... More

Compliance Manager - Commercial Insurance Broker

£35000 - £45000 per annum
A commercial insurance broker is seeking an experienced Compliance Officer to join their team. It is essential that you have broad compliance experience gained within a commercial insurance (ideally brokerage) environment. Ideally with some experience of HR Management, a small part of your role may cover HR duties... More

Transfer Specialist

£45000 - £60000 per annum
LONDON - TRANSFER SPECIALIST - FTSE LISTED FINANCIAL SERVICES ORGANISATION £45K-£60K PLUS STRONG BENEFITS PACKAGEThe key function of this role is to successfully project manage and oversee the transfer of assets for new clients... More