A highly reputable medium sized Compliance Consultancy is seeking an experienced Compliance Consultancy professional who has had exposure across a broad range of retail financial services companies - ie. private banking, insurance, private client investments, life and pensions, wealth management and retail broker-dealer firms to head up their Retail Services team.
Prior Consultancy experience is absolutely essential, as is experience of managing pension transfer projects.
The work will be both project based (ie. pension file reviews, s166 assignments etc) and delivering recurring retainer work and will involve the management of consultants appointed to each project/assignment but not day-to-day management of a team.
Extensive technical knowledge of the FCA handbook and EU legislation, particularly in relation to retail financial services is essential for this position.
Please quote (42621) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.