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Senior Compliance Officer, Asset Management


£60000 - £75000 per annum Benefits

Senior Compliance Officer, Asset Management


Senior Compliance Officer, Asset Management, £60k-£75k Benefits - experience of SEC regulations would be beneficial.

This is an excellent opportunity to join an established Asset Management firm in London; in a newly-created Compliance business partner role, which is the result of a period of sustained growth.

If you have proven experience of working in a generalist Compliance role within the Asset Management field - and you're looking for a new role then this could be an ideal role for you! U.S. Securities and Exchange Commission experience is advantageous.

On offer is an engaging, hands-on Compliance role, as well as the chance to develop your skills and career within a well-regarded, growing-yet-established business. They are also offering a bonus, competitive salary and a whole host of other great benefits!

The individual will be involved in all facets of the Compliance & Risk team's work - in order to operate effectively as a leader in the team you will need to have a good understanding of all the tasks the team performs. It would be expected for you to operate a rolling programme of on the job training where you will be introduced to and be expected to perform key tasks over a period of time i.e. probably 12/24 months. As the succesful individual develops in the role they can expect to be given more responsibility and leadership opportunities.

The benefits for this role include a 15% non-contributory Pension, competitive salary and whole host of other benefits, such as private medical insurance, eye care and season ticket loans.

Please quote <45913> when calling Louis at Alexander Lloyd or email them at This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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