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Compliance Officer, Investment Management

JO0000047875_1639400199

Compliance Officer, Investment Management

JOB DETAILS

In the world of Alexander Lloyd, hands on, Compliance Officer roles - within which, the incumbent with act as a 1st line advisor and contact point to a whole host of stakeholders within an investment management business - are highly sought after. This role will be no different!

This is an exciting opportunity to join an expanding-yet-established business in the heart of London; where you will take a lead role in the development and implementation of robust Compliance frameworks across the business in line with current and changing requirements from the FCA! You will also be responsible for delivering an accurate advisory service to all stakeholders within the business when it comes to all manner of Compliance issues (monitoring, AML, T&C etc.), as well as having a significant voice when it comes to planning for future growth and strategic plans.

To be successful with your application, it is essential that you have experience of working in a similar Compliance advisory role within the Investment Management or Wealth/Asset Management world. You should be highly-competent when it comes to understanding FCA policies, and you will ideally be CISI Diploma qualified.

In return, this role offers a salary of up to £55k, plus other benefits, a performance-related bonus, and the chance to be a key figure in the development and short and long term growth of this dynamic business.



Please quote <47875> when calling Tom at Alexander Lloyd or email them at tma@alexanderlloyd.co.uk. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
 

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