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Compliance Business Partner, Investment Management

JO0000046400_1594135959

Compliance Business Partner, Investment Management

JOB DETAILS

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Tom Martin
We're currently working with an established investment management business in central London, who are currently looking to add an experienced Business Partner to their small, successful Compliance team.

If you have proven experience of working in a generalist Compliance advisory-focused role within the Investment Management field - with sound experience of AIFMD and MiFID II regulatory requirements, as well as a solid understanding of the FCA handbook - then this role would be ideal for you!

You will also be responsible for delivering an accurate advisory service to a variety of stakeholders within the business when it comes to all manner of Compliance issues (monitoring, AML, T&C etc.), as well as drafting FCA reports, overseeing the quality of work that is being completed and taking an active role in various projects.

To be successful with your application, it is essential that you have 3 years experience of working in a similar Compliance role; ideally within a small-to-medium sized business. You should be competent when it comes to understanding FCA policies, and you will ideally be CISI Diploma qualified or at least progressing towards this.

Please quote <46400> when calling Tom at Alexander Lloyd or email them at tma@alexanderlloyd.co.uk. This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
 

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