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Compliance Director, Fund Management


Compliance Director, Fund Management




Tom Martin
Following a period of sustained growth - and with significant growth plans in place for the next 2 years - this is a fantastic opportunity to join a successful Compliance advisory business; in a Compliance Director role, providing sound advice to clients in the Investment Management and Wealth Management fields.

Within this role, you will be leading a team of 6 Advisors; providing sound support to them and their clients on a wide range of Compliance-related issues.

Therefore, to be successful both with your application and once in the role, it is essential that you have proven team management experience, as well as senior-level Compliance advisory experience from within an investment manager, wealth manager and/or hedge fund. Alongside this, our client is specifically looking for CVs with broad experience re: the implementation and development of robust frameworks pertaining to MIFID, AML, SM&CR and IFMD regulations/procedures. Experience in a SMF 16/17 position would also be beneficial.

If this sounds like you, then apply now for more information!

Please quote <46234> when calling Tom at Alexander Lloyd or email them at This is only one of many vacancies we are handling, Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC, MLRO etc. across the entire financial services sector; including investments, wealth/asset management, insurance and FX. We offer resourcing solutions - both in executive search and contingent recruitment - across the whole of the UK.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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