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Senior Compliance Associate, Investment Management


Senior Compliance Associate, Investment Management




Tom Martin
This is an exciting opportunity to join an expanding-yet-established business in Croydon; where you will be supporting Senior Compliance professionals in the development and implementation of robust Compliance frameworks across the business in line with current and changing requirements from the FCA.

You will also be responsible for delivering an accurate advisory service to a variety of stakeholders within the business when it comes to all manner of Compliance issues (monitoring, AML, T&C etc.), as well as drafting FCA reports, overseeing the quality of work that is being completed and taking an active role in various projects.

To be successful with your application, it is essential that you have experience of working in a similar Compliance role within the Investment Management field. You should be competent when it comes to understanding FCA policies, and you will ideally be CISI Diploma qualified or at least progressing towards this.

In return, this role offers a salary of up to £40k, plus other benefits, performance-related bonus, and the chance to be a key figure in the development and short and long term growth of this dynamic business.

Please quote <45863> when calling Tom at Alexander Lloyd or email them at This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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