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Compliance Officer - Insurance


£25000 - £35000 per annum

Compliance Officer - Insurance


Our client is looking for a compliance officer/manager to help develop and bed in the companies compliance regime in conjunction with their Broker Network compliance consultant and resource. The candidate should have experience of working in a similar role, which will entail:


* be fully aware of the general insurance FCA regime and be able to perform risk assessments to understand the level, significance and scope of risk
* keep up to date with, and understand, relevant laws and regulations and that internal policies are updated accordingly
* ensure that any findings are recorded and followed up with management so that issues can be rectified
* educate employees on not only the regulations but also the impact to the organisation if these are not complied with
* investigate irregularities and non-compliance issues (Complaints)
* report back to business functions on current risk and compliance performance
* highlight or escalate areas of concern
* contribute to robust and effective compliance controls within the organisation
* review marketing materials, presentations and websites to ensure compliance with regulatory requirements
* assist in the gathering of internal information in response to regulatory requests (GABRIEL/RMAR)
* perform various general administrative duties (such as file creation and maintenance of ongoing administrative projects).
* complete file audits and accompanied visits
* collaborate with other departments to create a culture of compliance.
* ensure that the regime is commercial and workable so as to minimise impact and in bed into daily routines

Salary and Benefits

* Annual Salary Circa £30,000.00
* Pension Scheme 3% employer contribution
* Death in service 4 x Annual Salary
* Holiday 23 days
* Expenses


The role will be primarily working at their Reading Office but will entail visiting the Basingstoke and Southampton offices monthly.

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