Regional Compliance Manager, Consumer Finance


£40000.00 - £50000.00

Regional Compliance Manager, Consumer Finance




Tom Martin
A fantastic opportunity has come up for a Regional Compliance Manager to join a leading personal finance/consumer credit firm operating within the car industry!

As a Regional Compliance Manager you will be responsible for the review and oversight of the business' retailers and across their broker network; covering a specific patch, operating within their own oversight framework. This will include assessing the quality and accuracy of work completed, improving processes and training to adhere to industry regulations and minimise risk and disruption, and assessing the branch's AML adherence.

Because this role covers a large geographic area, the client that we're working with is specifically looking for applicants that can drive and are happy with regular travel, which on rare occasions may include an overnight stay.

For your application to be successful, it is important that you can demonstrate experience of working in a similar role within the personal finance (or similar industry). You should be able to build and maintain solid working relationships with key stakeholders, have an eye for detail, and be able to work as part of a wider Compliance team.

In return, this role is paying a salary of up to £50,000, plus an optional car/car allowance and other strong company benefits.

Opening date - 13/11/2020

Closing date - 27/11/2020

Please quote <46597>when calling Tom at Alexander Lloyd or email them at This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.