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Head of Risk & Compliance


£50000.00 - £70000.00 per annum

Head of Risk & Compliance


An exciting opportunity has arisen for an experienced Risk and Compliance professional to join a pensions company based in either Salisbury or London as Head of Risk and Compliance.


* Maintain effective regulatory systems & controls, ensuring compliance with the FCA Handbook
* Provide oversight and challenge of operational areas to ensure compliance with relevant regulatory requirements
* Ensure all risks to the business are identified and that appropriate action is taken to mitigate these risks.
* Establish effective internal relationships with key business partners to ensure all company initiatives and new issues are fully understood and considered in a compliant & commercially sensitive manner.
* Maintain up to date knowledge of relevant FCA and other regulatory/legislative developments (COBS, DISP, SYSC) to identify actions required to ensure continued compliance with new regulations and industry best practice governance arrangements.
* Provide regulatory training to operational staff as required
* Receive and review appropriate business MI to ensure awareness of emerging risks and regulatory issues
* Provide policy guidance across all areas of regulation to the business.

Experience/Knowledge Required:

* Significant comparable experience of embedding regulatory compliance in a growing life and pensions company.
* Full familiarity and understanding of anti-money laundering rules (JMLSG Guidance Notes), as well as all UK and International HMRC rules as they apply to UK pensions.

Please quote (43323) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

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