An exciting opportunity has arisen for an experienced Training and Competency professional to join a Multi-National Insurance company based in Surrey.
* To oversee Training and Competency (T&C) requirements, partnering dedicated areas of the business (primarily sales) providing regulatory guidance and support to a new distribution channel. * Develop a T&C framework that will provide oversight of new advisers, providing a clear path to competence that is in line with the Financial Conduct Authority T&C requirements. * Develop relationships within the business and provide Compliance advice as it affects the division. * Oversee regulatory change as it impacts the wider Group ensuring that changes are implemented with support from the Compliance team. * Assist the Compliance team in monitoring, advisory and financial promotions when required.
Required Knowledge and Skills:
* Financial Planning Certificate essential * An excellent understanding of the FCA T&C requirements and compliance around non-advised disintermediated distribution. * Competent knowledge of insurance and protection products. * Hold a Full UK driving license.
While this is predominantly an office based role, there will be some UK travel involved and the opportunity for working from home.
Please quote (42468) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.