A highly successful and rapidly growing IFA based in the Kent area is looking for a T&C (training and competency) Compliance Officer to service its 35 advisors across the country.
Based from home with 2 days travel and 1 day in the office this role is perfect for an experienced T&C Compliance Officer who can offer the business firm but instructive Training and management of its advisors nationally, you will be expected to have field experience with excellent knowledge of FCA regulations as well as the SMR (Senior Managers Regime) and you must be well organised with good attention to detail and be able to prioritise effectively and work to deadlines. Design and implementation and management of the Risk-Based T&C scheme is done in house with your help so knowledge of this would be good.
Be instrumental in the success of this fast growing team by offering great experience within the IFA/Wealth T&C field. You should be able to handle queries and provide support for advisors regarding Compliance matters.
This is your chance to progress your career in a supportive and developing company that will offer training, development and support to allow you to flourish on the field.
Please quote 40647 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc. across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.