Compliance & Legal

 

Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
    Stockbroking/FX/Trading
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4

MEET THE TEAM

Danielle Pascoe

Manager - Compliance & Legal

Gary Longmate

Compliance & Legal

Antony Baker

Compliance & Legal

CURRENT JOBS

T&C Compliance Officer

£35000 - £42000 per annum
A highly successful and rapidly growing IFA based in the Kent area is looking for a T&C (training and competency) Compliance Officer to service its 35 advisors across the country... More

Risk Management Analyst

High profile group is searching for a Risk Management Analyst who will be instrumental in the success of the Risk department.A rare opportunity has arisen for an enthusiastic Risk Management Analyst to join a lead player in its field. Main duties... More

Compliance Manager and MLRO

£70000 - £90000 per annum depending on experience
A reputable pawnbroking group is currently seeking an experienced Compliance Manager / Head of Compliance to join their London Victoria office. The role will be MLRO / CF11 and have remote management responsibility for 1 Compliance Assistant. It will also hold Company Secretarial responsibilities... More

GET NEW JOBS LIKE THESE BY EMAIL

Solicitor

£40000 - £55000 per annum depending on experience
A South Coast law firm is looking to recruit a litigation solicitor to join its team, focusing on debt recovery.You will deal with complex defended consumer credit cases, supervising colleagues dealing with volume debt recovery litigation and contribute to the growth of the company and the team... More

Fraud Investigator - Insurance - £20K

£20455 per annum
One of the UK's leading providers of Motor and Home insurance products.The key function of this role is to identify cases of potential fraud in our insurance products, through the use of the SIRA detection system and other means of notification.Fraud prevention has overall responsibility for the management of internal and external fraud risk... More

Quality Assessor

£25000 - £27000 per annum
This highly acclaimed company is looking to expand with a Quality Assessor who holds at least CII CF1 or FPC1.A great opportunity for a Quality Assessor who has completed the CII CF1 module to help maintain a steady business service ensuring that 'Best Advice' and 'Best Practice' are adopted in solutions... More

Risk & Control Senior Analyst

£35000 - £40000 per annum
This is an exciting opportunity to join an established motor finance business with a firm grip on the market.This highly acclaimed company is looking for a Senior Risk & Control Analyst to assist the Senior Manager in their duties... More

Compliance Review Manager - Level 4 essential

Clearly established as a dominant force within Wealth management this powerhouse is looking to ad a Compliance Review Manager to its ranks. As a Compliance Review manager you will need to be Level 4... More

Operational Risk Manager - General Insurance to £75K

£75000 per annum
A UK retail financial services product provider covering all UK FS markets including Life, Pensions, Investments and General Insurance require an experienced operational risk professional to bring expertise to the general insurance arm of the business... More

Operational Risk Manager - General Insurance to £75K

£75000 per annum
A UK retail financial services product provider covering all UK FS markets including Life, Pensions, Investments and General Insurance require an experienced operational risk professional to bring expertise to the general insurance arm of the business... More

Operational Risk Analyst - General Insurance to £44K

£44000 per annum
A UK retail financial services product provider covering all UK FS markets including Life, Pensions, Investments and General Insurance require an experienced operational risk professional to bring expertise to the general insurance arm of the business... More

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