Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Olivia Ient

Compliance & Legal

Tommy Kent

Compliance & Legal

Danielle Pascoe

Manager - Compliance & Legal

Liam Wetherfield

Compliance & Legal


Senior Risk Officer

£70000.00 - £75000.00 per annum
A rapidly growing Investment Brokerage company based in London are looking for a Senior Risk Officer to join their team.The roleWorking as a member of the Risk Team to maintain control of credit, liquidity and market risks facing the company.Duties will include... More

Operations Manager - Transfer Agency

£50000.00 - £65000 per annum benefits
A fantastic new role within a leading financial services company as an Operations Manager (Transfer Agency). The Senior Operations Manager, Transfer Agency will also have the responsibility of ensuring the delivery of a regulatory compliant operation... More

Risk Manager - Retail, Consumer Credit

£45000 - £50000 per annum quarterly bonus and excellent holiday
A leading consumer finance company is seeking a Risk Manager to join their team, managing 2 direct reports and reporting to the Head of Retail Risk and based at the head office in Redhill, Surrey... More


T&C Supervisor

Alexander Lloyd are recruiting for a Training & Competence Manager for a Wealth Management organisation that have a strong presence all over the UK - the main hub of operation for this position would be in Essex... More

Senior Operational Risk Manager

£65000.00 - £75000.00 per annum
An exciting opportunity has arisen for a Senior Operational Risk Manager to join a rapidly growing Life Insurance company based in London.Reporting to: Chief Risk Officer Responsibilities... More

Senior Compliance Officer - Corporate Finance

Alexander Lloyd is Recruiting for a Senior Compliance Officer in London for one of the market leaders within Corporate Advisory Broking. Overview of role: This role will mainly be supporting the Head of Compliance focusing on all matters and assist with the firm's corporate finance function... More

Business Risk Manager, Mayfair

£45000 - £50000 per annum excellent bonus scheme and pension
A leading wealth management network is seeking a Level 4 DipPFS qualified Compliance professional (or maximum one module away from qualification). This role will be based in the Mayfair office and will include regional travel approx 2 days a week. The successful candidate will enjoy an autonomous, flexible role... More

UK Compliance Manager, Real Estate

£70000 - £80000.00 per annum
A leading Real Estate Investment Management company is looking for an experienced Compliance generalist, with Direct Real Estate exposure, to join their London team to take responsibility for UK compliance. Reporting to the Group Head of Compliance and managing 2 assistants... More

Compliance Manager CF11 - Wealth Management

Compliance Manager CF11 - Wealth Management Alexander Lloyd are recruiting for an experienced Compliance Manager to take over the CF11 responsibility within an IFA firm situated in North West London. This position requires regular travel to their second office based in Hertfordshire (Expensed Travel). Working in a standalone role... More

Sales Quality Review Officer, Mortgages

My client, a highly reputable and growing financial services organisation in Brighton, is looking for a CeMAP/MAQ qualified Compliance professional to join their team as a Sales Quality Review Officer... More

Greek speaking Compliance Officer

£45000.00 - £55000.00 per annum
An exciting opportunity has arisen for a Greek speaking Compliance professional to join an International Bank based in London.Responsibilities: * To Act as the Deputy Money Laundering Reporting Officer in the MLRO's absence. * Assist with the development, maintenance and review of the annual Compliance Plan... More