Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Olivia Ient

Compliance & Legal

Liam Wetherfield

Compliance & Legal

Danielle Pascoe

Manager - Compliance & Legal

Tommy Kent

Compliance & Legal


Client Services Manager

My rapidly expanding Wealth Management organisation are now looking to recruit a Client Services Manager to their vibrant team based in their West-Sussex based office.It is crucial when applying for this position that you have previous team management experience in a financial services environment... More

Projects Leader

A well established Wealth Management Platform provider is now recruiting for an Projects Leader to be based in their West-Sussex office.The successful candidate will be responsible for: * Mentoring team members to ensure accurate... More

Legal Counsel - Fixed Term Contract (Maternity Cover)

£55000.00 - £65000.00 per annum
We currently have an exciting opportunity for a team orientated individual to join our clients Law & Governmental Affairs Department in Windsor supporting their EMEA operations. This position will be a 15-18 month fixed term contract and will report to the Legal Director. Key Responsibilities include... More


Compliance Manager - Mortgages & Advice

£50000.00 - £60000.00 per annum
A highly reputable financial servicse company in Brighton are looking for a Compliance Manager who has previously been a qualified Mortgage Advisor to join their team to help develop the companies new mortgages offering. The purpose of this role is to support the effective delivery of the Group's regulatory responsibilities and objectives... More

Quality & Risk Analyst

£25000 - £32000 per annum
We are currently Recruiting for a Quality and Risk Analyst to join a large IFA Group in West Sussex, this position is ideal for someone who has excellent knowledge of retail Investment, savings, pensions and protection products in the IFA Sector.Qualifications requirements * Minimum of CertPFS (or equivalent)... More

Compliance Director

£85000.00 - £120000.00 per annum
An exciting opportunity has come up for a Head of Compliance to join an asset management company based in London to undertake CF10 and CF1 responsibilites.KEY TASKS... More

Advice Technician

£35000 - £45000 per annum
An exciting opportunity has arisen in a Birmingham based IFA Company who are looking for an Advice Technician to join their growing team.Responsibilities: * Completion of assigned tasks... More

Senior Risk Analyst

£45000.00 - £55000.00 per annum
An exciting opportunity has come up for a Senior Risk Analyst to join a rapidly growing Life & Pensions company in London... More

Group Company Secretary

£80000.00 - £110000.00 per annum
An opportunity for a qualified Company Secretary with PLC/IPO experience to join a leading independently owned provider of investment management, accountancy, tax, corporate and financial advisory services to private clients, corporates, professional practices, and non-profit organisations offering a global service... More

Senior Compliance Officer

£80000.00 - £100000.00 per annum
Alexander Lloyd are working exclusively with a global asset manager with approximately $13 billion of capital under management, investing in global credit and fixed income markets. The firm is headquartered in New York and are looking for a Senior Compliance Officer to oversee the investment activities in the London office... More

Compliance Consultant

£45000 - £50000 per annum
A highly respected independent regulatory consultancy for the wholesale finance sector working with a range of clients that include hedge funds, long-only managers, fund of funds, private equity, venture capital, institutional brokerage and capital introduction... More