Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Danielle Pascoe

Manager - Compliance & Legal

Liam Wetherfield

Compliance & Legal

Olivia Ient

Compliance & Legal

Tommy Kent

Compliance & Legal


Compliance Associate, Advisory

£55000 - £65000 per annum
A leading international financial institutional are seeking a Compliance Advisory Associate to join their Wholesale Banking arm. You will provide support within the Compliance function in its wide range of activities; working as part of a small team... More

Treasury Manager

£400 - £500 per hour
Our client a rapidly expanding insurance organisation are seeking to add a qualified ACA/ACCA/ACT/CIMA Treasury Manager initially on a 6 month contract Your duties will include but not be limited to... More

Group Data Protection Risk Manager

£65000 - £75000 per annum
The Group Head of Data Protection Risk is responsible for leading and managing the clients approach to Data Protection Risk (DPR) in order to protect the data they hold (both personal and commercial) on behalf of their employees... More


Compliance Associate, progression to Manager

£25000.00 - £35000.00 per annum
An exciting opportunity has arisen for a confident, driven and enthusiastic individual, looking to embark on the next stage of their career, at a growing, FCA regulated, foreign exchange broker.You will manage the compliance strategy for the business under the support and guidance of the COO/CF10/CF11... More

Head of Compliance

£80000.00 - £110000.00 per annum Bonus
The UK Investment Management arm of a European Private Bank, is currently looking to recruit their first dedicated Head of Compliance, CF10/11 to join their Mayfair office.Working closely with the COO (who currently holds the controlled functions) and reporting into the CEO of the London subsidiary... More

Deputy Compliance Manager

£30000 - £40000 per annum progression opportunities
We are working on behalf of a leading Insurance Broker providing Insurance, Risk Management and related services to businesses and private clients.Responsibilities: * Deputy to Director of HR & Compliance assisting in smooth running of compliance operation over three offices (travel once per month to the other Surrey office... More

Compliance Assurance and Audit Analyst

£45000.00 - £55000.00 per annum
A leading financial services provider is seeking a Compliance Assurance Analyst to join their monitoring team. You will undertake Assurance activity and provide regulatory guidance and support to the Group... More


£30000 - £40000 per annum
Following a period of growth, a highly successful Wealth Management/Employee Benefits organisation - who are looking for a Paraplanner to join their business on a permanent basis. To be successful with your application, it is essential that you are currently working or have worked in a Paraplanner role... More

Monitoring Team Reviewer

£30000.00 - £45000.00 per annum
We are working on behalf of an Insurance broker based in London who are looking for a Monitoring Team Reviewer to join their firm.Job Purpose To undertake file reviews to identify compliance with regulatory and procedural requirements and internal rules and procedures... More

Financial Crime Analyst and Investigator

£30000.00 - £35000.00 per annum Car Allowance (4400) benefits
An exciting new role within a Consumer Credit firm looking for a Financial Crime Analyst based in CroydonExperienceA professional with field based experience, preferably within the financial services. Experience with transaction monitoring systems relating to AML, ABC... More

Risk Analyst

£30000.00 - £35000.00 per annum benefits
A leading and growing niche insurance company based in Kent is currently seeking an experienced Risk Analyst to join their Risk and Compliance team... More