Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Danielle Pascoe

Manager - Compliance & Legal

Olivia Ient

Compliance & Legal

Tommy Kent

Compliance & Legal

Liam Wetherfield

Compliance & Legal


Training & Competence Officer

£30000 - £40000 per annum
One of London's oldest financial services institutions offering investment management, wealth and stockbroking services, is seeking a Training & Competence Officer to join their team. Reporting to the HR Director you will oversea an effective T&C Scheme, ensuring investment managers hold appropriate and up to date qualifications... More

IFA Administrator

£25000 - £28000 per annum
An exciting opportunity has arisen for an experienced IFA Administrator to join a well established firm dealing with a client bank of high net worth individuals. The role will be to support the advisors in all administration duties in relation to Group Schemes - GPP's, Auto-Enrolment, GDIS, GPHI and GPMI, HNW Individuals SIPPs and ISAs... More

Legal Contractor

£60000 - £80000 per annum
An exciting opportunity has arisen for qualified solicitor with 5 years PQE to join an insurance company based in Brighton on a 12-18 month contract.Responsibilities: * Commercial contracts and support in respect of a third party administrator agreement * Reviewing and advising on insurance policy terms and conditions... More


UK Compliance Officer

£68000 - £77000 per annum
An exciting opportunity has arisen for an experienced Compliance Officer to join a Global insurance company based in the City.Main Responsibilities: * Applicable regulatory requirements. * Anti-financial crime and sanctions * Other legal and statutory requirements. * Risk mitigation measures. * Maintaining... More

Client Relationship Manager

£25000 - £30000 per annum
We have an exciting new position for a Client Relationship Manager to join a well established Financial Planning firm based in West Sussex. The right candidate will have the ability to manage CRM database and help manage the servicing of the firms client base. You will have Financial Services experience... More

Compliance Manager

£65000 - £80000 per annum benefits
An exciting FinTech Company is looking for a Compliance Manger to join their team. You would be entering a great environment where you will receive a cooked meal on Friday lunches! Smart casual dress code, as well as a welcoming open plan office. You will be part of a team of 3 reporting directly into the Head of Compliance... More

Risk Manager - Insurance

£400 - £470 per day
A world leading property and casualty insurer is seeking a Risk Manager to join them on a 12 month contract. The role holder will work with the Senior Risk Manager - ERM to promote the embedding of the Risk Management Framework (RMF) aby enhancing risk management activities towards the achievement of the European regional corporate objectives... More

Compliance Officer (Financial Promotions)

£30000 - £45000 per annum
Alexander Lloyd are currently recruiting for a Financial Promotions Compliance Officer to interview with a Wealth Management organisation who have a strong presence around the globe and currently hold around £500bn Assets under Management... More

Quality Assessor

£25000.00 - £29000.00 per annum
Alexander Lloyd are currently Recruiting for a Quality Assessor for a leading Financial Services organisation in Surrey... More

Compliance Officer, Consumer Credit

£30000 - £34000 per annum bonus, medical, pension etc.
A leading consumer credit company is looking for a Compliance Officer to join their team. Working alongside 3 other compliance officers and reporting to the Compliance Manager you will assist with monitoring of performance of policies... More

Risk Analyst - SAS coding experience required

£30000 - £32000 per annum
A leading consumer credit finance company in Surrey is seeking a Risk Analyst with SAS coding experience to join their Retail Risk team. The successful candidate will be taking accountability for an area of risk modelling, reporting and analysis, clearly communicating results, developing and recommending changes where appropriate... More