Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Danielle Pascoe

Manager - Compliance & Legal

Olivia Ient

Compliance & Legal


Risk & Governance Manager - Pensions

£35000.00 - £40000.00 per annum
Part of a highly successful and reputable financial services group is launching a pensions provider and seeking their first and likely standalone Risk and Governance Manager to join their team. Reporting to the Operations Manager, this role is pivotal to the success of the new company... More

Quality & Risk Analyst - West Sussex

£28000.00 - £32000.00 per annum
An award-winning and highly reputable IFA network based in West Sussex are seeking an experienced Compliance Analyst to join their team... More

Compliance Manager

£40000 - £650000 per annum depending on experience
A financial planning company with offices across the UK is seeking an experienced IFA Compliance generalist to join their team as a Compliance Manager (no management responsibilities). You will work with another Compliance Manager, reporting into the Head of Compliance, on a broad range of compliance duties including monitoring... More


Compliance & Risk Analyst

£40000.00 - £50000.00 per annum bonus and benefits
An exciting start-up bank in London is looking for an experienced Compliance or Risk Analyst to join their growing team of 5, reporting to the Chief Compliance and Risk Officer. This role covers a broad range of responsibilities, but experience gained within Compliance OR Risk within a banking environment will be considered. However... More

Business Quality Manager / File Review (Office based)

£35000.00 - £40000.00 per annum
A Financial Planning firm is looking for an experienced Business Quality Manager / File Reviewer to join their busy London team, reporting to the Director of Business Standards... More

Commercial Contracts Manager (Perm or Interim)

Are you an ambitious commercial manager or lawyer? Do you want the opportunity to build on commercial law experience to grow a broader career... More

Client Projects Director - Consumer Credit

Are you an experienced consultant with a passion for business development and technical consumer credit knowledge? If so, we have a fantastic Director level opportunity to join an award winning Compliance and RegTech Consultancy.Reporting into the CEO and managing a small team which can be grown... More

Assistant Solicitor

£40000 - £45000 per annum
Our financial services client based in Brighton is seeking an NQ-3 PQE solicitor/qualified legal executive to join their team. Reporting to the Deputy Head of Legal, you will provide general in-house legal advice to the business, primarily reviewing commercial contracts (procurement, payment, IT, IPR, data protection... More

Deputy Head of Legal, progressing to Head of Legal

£70000.00 - £80000.00 per annum good bonus and pension etc
Our financial services client based in Brighton has an exciting opportunity for a senior solicitor to join them, initially as Deputy Head of Legal but progressing to Head of Legal within 6-12 months. You will manage a small team and provide generalist in-house legal support.You will be responsible for providing commercial legal advice... More

Credit Risk Analyst

£45000.00 - £55000.00 per annum
An exciting opportunity for a Credit Risk Analyst has arisen in a rapidly growing commercial finance company based in SussexResponsibilities... More

Field Sales Quality Officer / T&C

£32000 - £36000 per annum
A financial advice company offering individual mortgages and protection (life/critical illness/income protection/health/GI) products is seeking a Field Sales Quality Officer (T&C) to join their team. You will work from home with 2 days out in the field (West London, Heathrow to Watford)... More