Compliance & Legal

 

Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
    Stockbroking/FX/Trading
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4

MEET THE TEAM

Danielle Pascoe

Manager - Compliance & Legal

Liam Wetherfield

Compliance & Legal

CURRENT JOBS

Compliance Officer - Asset Management

£60000 - £70000 per annum DOE
The CompanyAn international asset manager is seeking an experienced compliance generalist with AIFMD and UCITS knowledge to provide maternity cover until November 2018. The Role Working closely with the Head of Compliance in London and colleagues in the US, you will provide generalist compliance support... More

Head of Internal Audit

£70000 - £90000 per annum benefits
A Head of Internal Audit opportunity which will initially be standalone but with the opportunity to build a team around you in the near future. The Role You will be responsible for developing a systematic and disciplined approach to the effectiveness of risk management, control and governance processes... More

Compliance Officer - Advice & Policy

£40000 - £50000 per annum benefits
The CompanyA leading insurer is recruiting a new Compliance Officer due to continued growth within the market. They are a UK division of the a world leading insurer offering a large portfolio of innovative product targeted towards corporate, legal and financial organisations in a business-to-business environment... More

GET NEW JOBS LIKE THESE BY EMAIL

Compliance Officer - Advice & Policy

£40000 - £50000 per annum benefits
The CompanyA leading insurer is recruiting a new Compliance Officer due to continued growth within the market. They are a UK division of the a world leading insurer offering a large portfolio of innovative product targeted towards corporate, legal and financial organisations in a business-to-business environment... More

Compliance Manager & MLRO - AF3 & RO8 ESSENTIAL

£55000 - £65000 per annum
An established specialist business in central London providing, holistic, independent advice on wealth management, employee benefits and financial planning for businesses and individuals... More

CASS Manager, CF10a

A leading foreign exchange brokerage going through an exciting time of growth, are looking to appoint a new dedicated CASS Manager and CF10a to the team. Reporting into the Head of Compliance, you will be responsible for the implementation, management and review programme to introduce a continuous improvement CASS regime... More

Technical Compliance Assistant - Corporate Pensions

£30000 - £40000 per annum
An independent pension administrator and trustee company based in Milton Keynes, is looking for an experienced pensions compliance specialist to join their team as a Technical Compliance Assistant.You will support the Senior Manager to ensure the company attains high standards of technical and regulatory compliance by providing a practical... More

JOB SEARCH

 
OR