Compliance & Legal


Compliance & Legal Recruitment 

Firmly established in the market place for nearly a decade, Alexander Lloyd’s Compliance and Legal division is recognised as one of the leading market specialists in Compliance & Legal recruitment.  

We are proud to combine this established position with the expertise of our consultants. Their experience totals in excess of twenty years in the Financial Services sector.

Our longevity, market knowledge and excellent relationships ensure that we have access to candidates and jobs that others simply don’t, and many work with us on an exclusive basis.

We work on all Compliance and Legal permanent and interim jobs such as: Compliance Director, Compliance Manager, Monitoring Officer, Regulatory Advisor, Training and Competency, Financial Crime/AML, Compliance Analyst/Assistant, Chief Risk Officer, Risk Manager, Risk Analyst/Assistant, General Counsel, Legal Counsel, Legal Assistant/Paralegal and Commercial Contracts Manager. 

Compliance & Legal Jobs (FCA)

Within the Compliance Division we cover the entire Financial Services arena and focus on specialist Compliance, Risk and Legal jobs in the following areas: 

  • Banking
    Investment/Private/Retail and Payment Services
  • Financial Markets
  • Investments
    Investment Management, Asset Management, Fund Management, Hedge Funds
  • Insurance
    General Insurance, Lloyds/London Markets
  • Retail
    IFA/Wealth Management/Mortgages/Loans/Life and Pensions
  • Consultancy
    ​Financial Services Regulatory Consultancies, including the Big 4


Olivia Ient

Compliance & Legal

Danielle Pascoe

Manager - Compliance & Legal


Senior Financial Crime Consultant

£75000.00 - £85000.00 per annum
A well established, award-winning and growing Regulatory Consultancy is seeking an experienced Financial Crime Consultant to join their team. Experience working in consultancy, client facing and winning business is essential for this role. Working from home and in the field, you will provide financial crime consultancy services to clients... More

Compliance Training Supervisor - Travel between Luton/Leicester

£40000.00 - £50000.00 per annum travel expenses
A leading IFA network is seeking a Level 4 Diploma qualified Compliance Training Supervisor to join their team. Working mainly from home with travel to advisors based between Luton and Leicester, you will maintain a span of control over up to 40 Registered Individuals, managing and scheduling all aspects of compliance oversight... More

Enterprise Risk Management Officer - London or Kent

£40000.00 - £50000.00 per annum
A consumer credit organisation is seeking an experienced Risk professional to join their team as an ERM Officer. This role can be based in either the Kent or London office and will be reporting into the ERM Manager. The ideal candidate will be someone with previous risk management experience, have strong analytical... More


Compliance Manager

£40000 - £60000 per annum
An exciting opportunity has arisen for a generalist compliance professional to join a rapidly growing Pensions company based in Manchester. This will be a standalone position with plenty of scope to eventually have your own team.Responsibilities... More

Compliance Manager - Commercial Insurance Broker

£35000 - £45000 per annum
A commercial insurance broker is seeking an experienced Compliance Officer to join their team. It is essential that you have broad compliance experience gained within a commercial insurance (ideally brokerage) environment. Ideally with some experience of HR Management, a small part of your role may cover HR duties... More

Compliance Assistant / Technician

£22000 - £30000.00 per annum bonus and benefits
A wealth and investments company is seeking a Compliance Technician with experience of file checking and complaints handling and at least Level 3 Diploma in Financial Planning / Financial Planning Certificate. This role is a permanent position as a result of growth to the business. Working closely with the Compliance Director... More

T&C Supervisor

£40000.00 - £45000.00 per annum travel expenses and benefits
A highly reputable award winning IFA network is seeking an experienced Training and Competency Supervisor to join their field based team. Covering mainly the South of England, you will spend at least 1 day a week in their West Sussex office, the rest of the time from home/out on visits. You will maintain a span of control of up to 40 advisors... More

Monitoring Officer

£25000.00 - £35000.00 per annum
A leading mortgages and insurance company is seeking a Monitoring Officer to join their team. Salary is dependant on experience and qualifications.My client will consider candidates who have experience working in an FCA regulated environment in either a complaints, quality assurance or monitoring function... More

Transfer Specialist

£45000 - £60000 per annum
LONDON - TRANSFER SPECIALIST - FTSE LISTED FINANCIAL SERVICES ORGANISATION £45K-£60K PLUS STRONG BENEFITS PACKAGEThe key function of this role is to successfully project manage and oversee the transfer of assets for new clients... More