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Senior Compliance Manager, Investment Management


£65000.00 - £75000.00

Senior Compliance Manager, Investment Management




Tom Martin
We are currently seeking an experienced generalist Compliance professional to join a growing Investment Management company based in London. This opportunity allows you to work in a fast-paced, hands on environment acting as a key Compliance advisor to the wider business and its parent group.

The experience that our client is looking for is someone with a strong generalist background in the UK Compliance field; from a retail wealth management or investment management organisation, and someone with a solid understanding of CASS requirements. Knowledge of AiFMD, UCITS, MCOBS and MiFID would also be beneficial, as would previous experience holding CF10 and/or CF11 responsibilities (although this isn't essential).

On offer is an above-market rate salary, excellent benefits and the chance for you to advance your career within a growing business; a business that has ambitious growth plans for the next 5 years!

Please quote <45712> when calling Tom at Alexander Lloyd or email them at This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.

This job has now been filled but you may be interested in:


Compliance Advisor, Investment Management

£50000.00 - £55000.00 per annum
In the world of Alexander Lloyd, hands on, Compliance Advisor roles - within which, the incumbent with act as a key business partner to a whole host of stakeholders within an investment/wealth management business - are highly sought after. This role will be no different... More