We are currently working with an expanding Financial Advisor who are looking for a Business Quality Associate to assist with ensuring Compliance with internal policies and procedures.
This is your chance to participate in the continuing growth of an outstanding business as a Business Quality Associate which holds the duties of reviewing an appropriate number of pre and post advice files inline with the firms T&C scheme and provide constructive feedback to the advice teams. Internal customers, Regulatory / Tech support, Regulatory Developments and project work will also be a part of the business.
Candidates will have held a similar position within the Financial Services industry and be able to demonstrate knowledge of File Review and the implementation of file reviews. DipPFS/CII Level 4 required. Also you will have excellent Excel skills.
This role offers not only a competitive salary and benefits package but the opportunity to be an intrinsic member of a growing organisation. Additionally there is also the opportunity to manage junior members of the team in the future.
Please quote 40679 when calling Alexander Lloyd on 01293 572900 and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc. across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.