Compliance Advisor, Pensions & Financial Advice


Compliance Advisor, Pensions & Financial Advice




Tom Martin
Here at Alexander Lloyd, we are starting 2021 with a role that's ideal for either an experienced Compliance generalist with experience in the UK Pensions and broader Financial Advice/Planning field, or someone who has worked as a Financial Advisor/Paraplanner in the past that has a keen interest for regulatory Compliance and Quality Assurance work.

This is a newly-created permanent role, within which you will work for an established, independently-owned IFA and and Pensions consultancy business in London; acting as a key advisor to the whole business.

Within this role, you will provide advice and training to all staff relating to all manner of Compliance issues, as well as updating procedures in line with changes in legislation, and ensuring that all advice and administration work is completed in line with regulatory requirements. There will also be opportunities to lead various projects. Therefore, for your application to be successful, it is essential that you can demonstrate experience along these lines. It is also essential that you hold the Diploma in Regulated Financial Planning.

Opening date - 04/01/2021

Closing date - 18/01/2021

Location - EC4N 7DZ

Please quote <46735> when calling Tom at Alexander Lloyd or email them at This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website for any other roles which may be of interest.